Thursday, August 23, 2012

COAL,CAG, and More...


Before 1973, coal production was only undertaken by the state and later on   private and  public sector companies were allocated captive blocks to  mine only for their end use. A lot of zeros have been seen in the CAG reports and raise a lot of questions about what’s really happening in India’s coal sector. As intriguing as it gets, its not a simple problem. Following I provide two key points that came to my mind after reading the reports.

Currently captive coal mines-the  private companies have to give royalty to the government for the coal that they use for the end use. The price of coal is bench marked against the price that CIL chargeswhich is heavily subsidized giving an undue advantage to coal companies. For example if the price of coal that is provided by CIL is Rs 10 which is lower than the price in the international market that is Rs. 13, then in that case the private players are getting coal at a cheaper rate that is subsidized by the government.  Now the basis of calculating losses by the CAG is that it has taken this into account and affirmed that the private players had to pay less in royalty because of the subsidized price provided by CIL. Now the question comes down to should the government provide the price the coal at a cheaper rate to sustain growth.

Similarly, according to the CAG report all Coal should have been auctioned and by not doing this has resulted in a huge loss to the exchequer. What it essentially fails to recognize is that unlike other resources such as telecom allocations, coal has a direct link with the growth of the economy. It is one of the key infrastructural  ingredient to ensure that growth is not comprised. Had the coal been auctioned the price of coal would have become inexorably high which could have had a negative impact on growth through high cost of infrastructure projects. It further suggests that Coal should be auctioned that would lead to an efficient allocation. One of the reasons the government cites as it should not be considered a loss is because The Ministry of Coal has allocated captive mines to bulk users of coal, in public and private sectors. However auctioning of the block to the highest bidder may not be economically viable and adversely affect the ultimate consumer.Hence again the argument is that the government considers coal to be a catalyst in fueling growth and hence wants to keep the price of coal fairly nominal so that it could be used affordably by private players and does not preclude growth.

This process of allocating  captive mines has also not increased production for a variety of reasons. Around 144 captive mines were allotted and in only 45 of them mining is carried out. Mostly this happens  because it takes a great amount of time to get clearances from state government and environment department. Environment clearance alone has stalled production in many of the captive mines. This is where the government needs to bring in reforms and policy changes to ensure that the coal production is not comprised. One measure  is to ensure that there is single window clearance mechanism to ensure that the private companies do not take years in getting license. Apparently the company gets the license for a captive mine from the centre but also has to get a clearance from the State government. This multiple levels of clearances lead to opaqueness in the process of allocation and give rooms for corruption. The efforts of the government should be to make it a transparent process so that coal production is done in the most efficient way possible. Similarly The Environment and The Coal Ministry must work in coordination so that only those coal blocks are auctioned/allotted that will get environmental clearance or have a possibility to get an environment clearance. This eventually brings us to the question whether bidding is the only option left for the government. As mentioned above that the effort of the government should be to not let the price of coal escalate. Allocating coal to the highest bidder will only fill in the coffers of the government but not ensure a cataclysmic effect on growth. Hence it is important to develop a system of allocation in which  coal is allotted to the user who will produce coal in the most effective way and with the least cost. Efficiency in the production of coal should become a key point in making this decision. The approach suggested by P.S Bhattacharya seems quite effective in countering the present challenges. He suggests to allocate mines to those companies which have the highest present discounted value of the future cash flow that is to seek year-wise binding commitment of royalty payments and discount  to arrive at the present value (PV) which should be the bid parameter. Hence the bidder would want to maximize coal production in this which is the essential purpose. Across the board auctions are not an answer to our problems. It will be a retrograde in policy making and a short term measure to restore the government's budget.







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